Documents required to buy or sell unlisted/Pre-IPO shares are mainly PAN, Aadhaar, bank details, demat account details and complete KYC. To sell ESOP’s, company approval and grant-related documentation is also required.
Valuations are typically based on recent funding rounds, demand and supply of these shares, peer comparisons, financials and market sentiments.
Yes. As per SEBI guidelines, shares acquired in the Pre-IPO stage are typically subject to a 6-month lock-in period post-listing.
Capital gains from the sale of unlisted shares held for more than 24 months are taxed as long-term capital gains at 12.5%. Gains from shorter periods are taxed as per the income slab.
ESOP ( Employee Stock Ownership Plan) shares are granted to employees by companies, often startups. If one holds vested ESOP’s, Integrated Fincap can help find buyers and facilitate a smooth, compliant transaction.
Integrated Fincap sources Pre-IPO deals from its network and offers them to eligible investors.
Pre-IPO shares are a subset of unlisted shares-specifically, shares of companies planning to go public soon. They are often offered at discounted valuations compared to the expected IPO price, making them attractive but risky.
Yes, NRI’s can buy unlisted shares in India. They have to use their NRO (Non-Resident Ordinary) accounts for investing in unlisted shares. NRE (Non-Resident External) accounts are not commonly used for this due to complexities with FEMA regulations.
To invest in unlisted shares, NRI’s need to provide KYC documents such as a CML (client master list) copy, PAN card and a cancelled cheque from their NRO account.
The process involves transferring funds from the NRO account to purchase the unlisted shares, which will be credited to the NRO Demat account.
Investors can buy unlisted shares through various platforms such as existing shareholders, employee stock options or intermediaries like Integrated Fincap Pvt Ltd.
No, it’s not illegal, buy buying unlisted shares must be done through proper channels and within regulatory frameworks.
Investing in unlisted shares involves certain risks. They are harder to trade due to low liquidity and can be more volatile, mainly because investors have limited access to information.
Unlisted shares are privately traded securities of companies not listed on stock exchanges and are not governed by SEBI regulations like listed firms.
No, the rates of the shares are always tentative. Please confirm them before finalising the deal.
We buy shares only in demat mode. As per SEBI guidelines, physical shares are now not transferable.
To know the procedure, please click here.
Yes, provided you have availed this facility (please confirm with your depository).
Otherwise, to transfer the shares in our demat account, Demat Instruction slip (DIS) needs to be deposited physically to your depository along with an Annexure ( Provided by your depository).
We do not assist in these services. You need to contact the company directly.
Payment will be made after statutory compliance.
We deduct TDS on payment made for the purchase of shares as per Income Tax Act, 1961. Valid Pan card of deductee is required for deduction of TDS @10% in case of long term capital gains, and as per the slab of deductee in case of short term capital gains.
The amount on which TDS will be deducted shall be limited to the amount of capital gains of seller, in case the deductee provides a declaration (along with required documents), of capital gains earned, otherwise same shall be deducted on full amount remitted.
Sellers get liquidity which is otherwise restricted.
Since the shares are not freely tradeable, we provide an option to sell them by providing competitive valuation.
Buyers can particate in future growth of company. They can be an early entrant to participate in earnings and valuations of the company.